In the United States, a registration statement is a set of documents, including a prospectus, which a company must file with the U.S. Securities and Exchange Commission before it … The purpose of the Resale S-1 was to permit the resale of shares that were already issued or that may be issued on A company should include in the registration statement information on each of the following in readable format: Business summary. If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Registration refers to : 1- Responsible to ensure regulatory compliance for products and processes on company level Act as the interlocutors for regulatory functions at headquarter as well as main contact for all regulatory issues within the affiliate. By exempting many small offerings from the registration process, the SEC seeks to foster capital formation by lowering the cost of offering securities to investors. The SEC’s Division of Corporation Finance may examine a company’s registration statement to determine whether it complies with our disclosure requirements. Vision statement. Securities Lawyer 101 Blog. Previous question Next question Get more help from Chegg. Key Takeaways. Under what law is a registration statement filed? This form is used to satisfy the reporting requirements of Internal Revenue Code section 6057(a). All companies can use Form S-1 to register their securities offerings. SEC Form 10, or the General Form for Registration of … On December 31, 2020, the SEC declared effective a registration statement on Form S-1 that we initially filed on December 17, 2020 (the “Re-Sale S-1”).We issued no new shares in connection with the Resale S-1. Together, we see a world where people unite and take action to create lasting change — across the globe, in our communities, and in ourselves. Now onto what a Form 10 registration is. The Form 10 registration statement automatically becomes effective sixty days post-filing. As indicated above a Form 10 registration statement is used to register a class of securities. Current Revision Form 8955-SSA PDF Expert Answer . Form 10 is a Registration Statement used to register a class of securities pursuant to Section 12(g) of the Securities Exchange Act of 1934 (“Exchange Act”). We are people of action We connect passionate people with diverse perspectives to exchange ideas, forge lifelong friendships, and, above all, take action to change the world. The purpose of the SEC Form S-1 is to register a company's securities prior to listing them on a public exchange, such as the New York Stock … What is the purpose of a registration statement? Securities Act registration statement number of the earlier effective registration statement for the same offering. The Purpose of Form 10 Registration Statements.